SECTION II: “COMPARABLE” REGISTRAL SETTINGS

 

The theoretical concept upon which this study will be built is the set-class-based chord classification examined in Castrén (1997): the permutations of a pitch-class set belonging to some set-class X are interpreted as chords in a certain simple manner, constituting together the chord class of X. The chord classes of all set-classes, in turn, constitute together a universe of more than one hundred million chord types.[5]

In principle, the manner in which the chord classification could be used to study pairs of chords could be a straightforward one. Suppose, for example, that we are testing a similarity measure. First, the measure would suggest some degree of abstract structural resemblance between SCs X and Y. Then, the chord classes of X and Y would be generated. After this, each element in chord class X would be paired with each element in chord class Y. Finally, the group of individuals testing the similarity measure would listen to the chord pairs, and it would be analyzed if something in their listening experiences seemed to corroborate or contradict the suggested degree of set-class resemblance between X and Y.

            There are, however, obvious reasons to discourage us from adopting a test arrangement of such simplicity. One is the sheer quantity of possibilities, especially when two SCs of reasonably large cardinalities are examined. The chord class of a 7-pc set-class, for example, contains 5040 chords. When two such entities are studied, the pairing of each element in the first chord class to each one in the second would produce more than 25 million chord pairs.

Another reason is the great diversity among the possible registral settings that two SCs can provide. While many observers would probably agree that it is possible to derive two highly similar chords from two highly similar SCs, they would also probably agree that some other registral settings might prevent the SC similarity from being aurally evident. Comparing, for example, a narrow, cluster-like chord to a wide one could produce a situation where the different outer appearances dominate the observer’s perception entirely. Or, comparing a chord in a low register to another in a high one could, in a similar fashion, direct the observer’s attention so strongly to one aspect that the contribution of others could be masked altogether.

A notion that seems to suggest itself as a suitable starting point, then, is that of “comparable” registral settings, that is, chords selected and placed so that as many corresponding features of them as possible are in as similar an arrangement as possible. (Informally, the pairs are to contain as few “attention-stealing” components as possible). Before examining what sort of criteria could be evoked when searching for such comparability, let us first observe a few aspects pertinent to the topic.

First, we shall never be able to reach circumstances under which we can observe and compare chords or other pitch formations from the point of view of only their SC identities. Other factors necessarily intervene, contributing distracting information.

Second, a set-class has no specific registral way of being. A given chord is not a better or worse representative of the class than any other.

Third, an ideal chord pair that would somehow illuminate SC similarity more truthfully than others does not exist.

Fourth, the concept of similarity between two chords is a complex one, as there are many potentially relevant factors involved: sizes, widths and registers; pitch distributions between outer pitches; SC identities; interval successions between adjacent pitches (INTs); intervals between the lowest pitch and the rest of the pitches (the “Above Bass” structure); the total interval and interval-class contents; numbers of common pitches and/or pitch classes; etc. These aspects are merely ones that might arise from typical pcset-theory-oriented discussions. Other approaches, say, psychoacoustical ones, would naturally provide additional viewpoints. Timbre, for instance, may play a major role in the aural comparison of two chords.

These observations make it evident that we cannot have perfect laboratory conditions within which to perform absolutely controlled tests of SC similarity. To me, the conclusions to be drawn from this are of a practical nature. I suggest an approach that consists of two components: (a) It offers straightforward criteria for defining comparable registral settings; and (b) It produces many chord pairs from one SC pair comparison. This is done in order to illuminate the case from many different sides: competent observers, I believe, can identify information that “shines through” diverse test materials even if this information was difficult to conceptualize or verbalize.

I will present the comparability criteria mentioned in (a) as a simple set of steps. I do not claim that these steps are the only possible or relevant ones; another approach could produce different criteria. A test arrangement involving some musical context, for example, could suggest altogether different types of pitch formations to be selected.[6] As far as (b) is concerned, it is obvious that a chord-pairing procedure built upon a computer-generated chord classification needs a computer to be feasible. A demonstrational computer program is therefore an essential part of the study. With it the user can generate chord pairs fulfilling the comparability criteria and listen to them with the help of a MIDI instrument.[7]

Within the limits of this study, it is not my intention to conduct actual tests concerning the correlation between SC similarity and chordal similarity. Nor will I go into the other, closely intertwined topic mentioned above, namely, testing the descriptive powers of similarity measures or other means of establishing SC relatedness.[8] In Example 9 below I will, however, provide examples of chord pairs derived from pairs of SCs that are deemed highly similar in their comparison groups[9] by the RECREL similarity measure (see Castrén 1994). On the one hand, this is to give the reader a better general impression of what kind of results the suggested chord pairing principles produce. On the other hand, the RECREL values associated with the pairs give the reader an informal, small-scale opportunity to assess whether SC similarity as identified by one approach can indeed correlate with experiences of aural similarity.

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[5] In this study I will adopt the same convention as in Castrén (1997): Instead of discussing all possible variants contained in one chord type, I will focus only on chord type normal forms, the variants where the ordered pitch-class contents giving rise to the whole chord type are arranged in as dense a registral setting as possible. In such a normal form, the interval between successive pitches never exceeds 11 semitones. (See related discussion in Morris 1995). In the interest of clarity, I will address these chord type normal forms only as “chords”.

[6] See Bruner (1984:27-30); Gibson (1986:13-14) and (1988:7-10); Williamson and Mavromatis (1997:4-5) for discussions concerning the properties of the test items used in their experiments.

[7] Due to sizes of chord classes derived from SCs of cardinalities 7 and higher, the demonstrational program allows only SCs of cardinalities 2-6 to be processed. To obtain a copy of the program, follow the instructions below.

[8] The reader interested in test arrangements and methods with which the results have been analyzed is directed to Bruner (1984:27-38); Gibson (1986:14-21) and (1988:10-16); Williamson and Mavromatis (1997). An extensive experimental study using the chord pairing criteria suggested in this study is currently being conducted by Kuusi (Kuusi forthcoming).

[9] The comparison group #n/#m contains all SC pairs {X,Y} such that X belongs to the cardinality-class n and Y belongs to the cardinality-class m. When n = m, a SC is not compared to itself, and a given pair {X,Y} = {Y,X} is counted for only once.

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